Insider trading in Virginia is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in federal prison and a $5 million fine. Law Offices Of SRIS, P.C. has 4,739+ firm-wide documented results across VA, MD, DC, NY and NJ, with a 93%+ favorable outcome rate.
Insider Trading Lawyer in Virginia
Insider trading is defined as the buying or selling of a security while in possession of material, non-public information, in breach of a fiduciary duty or other relationship of trust and confidence. This prohibition is codified under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. The Securities and Exchange Commission (SEC) and the U.S. Department of Justice enforce these laws, with cases prosecuted in the U.S. District Court for the Eastern or Western District of Virginia. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience to defend clients against these serious allegations.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j
For the official statutory text, see 15 U.S.C. § 78j (Cornell LII — official U.S. Code) and SEC Rule 10b-5 (SEC — official site).
In the U.S. District Court for the Eastern District of Virginia, federal prosecutors routinely pursue insider trading cases with aggressive tactics. We have observed that early intervention is critical to preserving your rights and building a strong defense.
- Do not speak to investigators or anyone else about the case without your lawyer present.
- Preserve all documents, emails, trading records, and electronic communications.
- Contact an experienced Insider Trading lawyer Virginia immediately to protect your rights.
- Review the charges and potential defenses with your attorney under 15 U.S.C. § 78j(b) / SEC Rule 10b-5.
- Prepare for potential grand jury subpoenas or SEC investigative demands.
- Develop a full defense strategy that may include challenging the evidence or negotiating with prosecutors.
In Virginia, insider trading carries severe penalties under federal law, including up to 20 years in prison and fines up to $5 million for individuals.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b) / SEC Rule 10b-5) | Federal Felony | Up to 20 years | Up to $5 million (individuals) | Potential SEC bars from securities industry | Forfeiture of profits, restitution, supervised release |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million | Potential SEC bars | Forfeiture, restitution, supervised release |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Law Offices Of SRIS, P.C. — Advocacy Without Borders — has handled numerous federal criminal cases, including insider trading matters, providing clients with strategic defense and aggressive representation.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Law Offices Of SRIS, P.C. has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, with a favorable-outcome rate of 93%+. Results may vary. Case results depend on a variety of factors unique to each case.
Our location in Richmond is approximately 90 miles from the U.S. District Court for the Eastern District of Virginia in Alexandria, with access via I-95 and I-64. As an Insider Trading lawyer Virginia, we serve clients statewide. Serving the communities of all Virginia communities. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond
7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225
(804) 201-9009 | (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Virginia
What is insider trading under federal law?
Insider trading is the buying or selling of securities based on material, non-public information, prohibited under 15 U.S.C. § 78j(b) and SEC Rule 10b-5. It carries a maximum penalty of 20 years imprisonment and a $5 million fine for individuals. The U.S. Attorney’s Office in the Eastern or Western District of Virginia prosecutes these cases.
How does a Virginia lawyer defend against insider trading charges?
Defense strategies for insider trading in Virginia may include challenging the evidence, examining procedural compliance by federal agents, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to build the strongest possible defense.
What should I do if I am facing insider trading charges in Virginia?
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include up to 20 years in federal prison, fines up to $5 million, and forfeiture of profits. Consult a Virginia federal criminal attorney for case-specific guidance.
What is the role of a securities insider trading defense lawyer Virginia?
A securities insider trading defense lawyer Virginia provides legal representation for individuals and entities facing federal insider trading charges. They analyze evidence, challenge procedural violations, negotiate with prosecutors, and develop defense strategies under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to protect your rights and seek favorable outcome.
What should I do if contacted by the SEC or federal prosecutors about illegal stock trading?
If contacted by the SEC or federal prosecutors about illegal stock trading in Virginia, do not provide any statements without your lawyer present. Contact an illegal stock trading lawyer Virginia immediately. Your attorney will guide you on how to respond to subpoenas, document requests, or investigative interviews while protecting your legal rights.
For more information on related federal criminal defense matters, see our Conspiracy to Commit an Offense lawyer Virginia page. You may also find our Petit Larceny Defense Lawyer Virginia and Disorderly Conduct Defense Lawyer Virginia pages useful.
Last verified: April 2026