Insider Trading in New Kent County, Virginia, is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in prison and a $5 million fine for individuals. Law Offices Of SRIS, P.C. has extensive criminal defense experience in federal court. Call (888) 437-7747 for a consultation by appointment.
Insider Trading Lawyer in New Kent County, Virginia
Federal insider trading involves buying or selling securities based on material non-public information, in violation of 15 U.S.C. § 78j(b) and SEC Rule 10b-5. The U.S. Attorney’s Office for the Eastern District of Virginia prosecutes these cases in the U.S. District Court for the Eastern District of Virginia, with divisions in Alexandria, Richmond, Norfolk, and Newport News. The maximum penalty for individuals is 20 years in prison and a $5 million fine. There is no parole in the federal system. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b) (Cornell LII)
For the full text of the statute, visit: 15 U.S.C. § 78j(b) (Cornell LII — official site) and SEC Rule 10b-5 (SEC.gov — official site).
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely use grand jury subpoenas and wiretaps to build insider trading cases. We have observed that the government often relies on cooperating witnesses and trading pattern analysis.
- Do not speak to investigators without your attorney present.
- Preserve all trading records, emails, and communications.
- Contact a federal criminal attorney immediately.
- Do not discuss the case on social media or with colleagues.
- Review the indictment carefully with your attorney.
- Prepare for initial appearance, detention hearing, and arraignment.
In New Kent County, insider trading carries a maximum penalty of 20 years in prison and a $5 million fine for individuals under 15 U.S.C. § 78j(b).
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5 million | None directly | Forfeiture of profits, restitution, supervised release |
| Insider Trading (Entity) | Federal Felony | N/A | Up to $25 million | None directly | Forfeiture of profits, restitution, corporate monitor |
Results may vary.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Law Offices Of SRIS, P.C. has extensive criminal defense experience in New Kent County and throughout Virginia. While specific insider trading case results are not available for this jurisdiction, the firm has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. Results may vary.
Our location in Richmond is approximately 25 miles from the U.S. District Court for the Eastern District of Virginia (Richmond Division), with access via I-64 and Route 33. We serve the communities of New Kent, Providence Forge, and Quinton. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond Location
7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225
(804) 201-9009 | By appointment only
Frequently Asked Questions
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
Federal charges are prosecuted by the U.S. Attorney for the Eastern District of Virginia, with penalties under the Federal Sentencing Guidelines. There is no parole in the federal system. An experienced federal defense attorney is critical to handle the U.S. District Court for the Eastern District of Virginia.
How does a Virginia lawyer defend against insider trading charges?
Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors.
Defense strategies for insider trading in Virginia may include challenging the government’s evidence, examining procedural compliance with 15 U.S.C. § 78j(b), negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts to build the strongest possible defense in the U.S. District Court for the Eastern District of Virginia.
What should I do if I am facing insider trading charges in Virginia?
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer.
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action in the U.S. District Court for the Eastern District of Virginia.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia may include up to 20 years in prison and a $5 million fine for individuals under 15 U.S.C. § 78j(b).
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b), consequences may include up to 20 years in prison and a $5 million fine for individuals. Consult a Virginia federal criminal attorney for case-specific guidance in the U.S. District Court for the Eastern District of Virginia.
How does a Virginia lawyer defend against securities fraud insider trading charges?
Defense strategies for securities fraud insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors.
Defense strategies for securities fraud insider trading in Virginia may include challenging the government’s evidence, examining procedural compliance with 18 U.S.C. § 1348, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts to build the strongest possible defense in the U.S. District Court for the Eastern District of Virginia.
Learn more about our Conspiracy to Commit an Offense lawyer Virginia services. For related matters, see our Conspiracy to Commit an Offense lawyer Caroline County and Conspiracy to Commit an Offense lawyer Chesapeake pages. Also explore Business Succession Lawyer New Kent County and Firearm by Felon Lawyer New Kent County.
Last verified: April 2026