Federal insider trading charges under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 carry up to 20 years in federal prison and a $5 million fine. Law Offices Of SRIS, P.C. — Advocacy Without Borders — has extensive criminal defense experience in Henrico County. An Insider Trading lawyer Henrico County clients trust can help handle the complex federal system.
Insider Trading Lawyer in Henrico County, Virginia
Federal Insider Trading Law Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5
Insider trading is a federal crime under the Securities Exchange Act of 1934. Specifically, 15 U.S.C. § 78j(b) and SEC Rule 10b-5 prohibit buying or selling securities based on material, non-public information. The U.S. Attorney’s Office for the Eastern District of Virginia prosecutes these cases in the U.S. District Court for the Eastern District of Virginia, which has divisions in Richmond, Alexandria, Norfolk, and Newport News. A conviction can result in up to 20 years in federal prison, a $5 million fine for individuals, and substantial financial penalties. As an Insider Trading lawyer Henrico County residents rely on, we understand the severe consequences of these charges.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b) (Cornell LII)
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience. Our firm, guided by the principle of “Advocacy Without Borders,” provides dedicated representation for federal criminal cases.
Official Government Resources on Insider Trading
Insider Knowledge: Federal Insider Trading Cases in the Eastern District of Virginia
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely pursue insider trading cases with aggressive tactics. The court is known for its “rocket docket” reputation, meaning cases move quickly from indictment to trial.
- Do not speak to investigators or anyone about the case without your lawyer present.
- Preserve all documents, emails, and trading records immediately.
- Contact a federal criminal defense lawyer with securities experience.
- Review any target letter or subpoena with your attorney.
- Prepare for potential grand jury proceedings or arrest.
- Develop a defense strategy, including possible negotiations with the U.S. Attorney’s Office.
In Henrico County, federal insider trading carries severe penalties under 15 U.S.C. § 78j(b) and SEC Rule 10b-5.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5,000,000 | Potential SEC bars from securities industry | Forfeiture of profits; disgorgement; supervised release |
| Insider Trading (Entity) | Federal Felony | N/A | Up to $25,000,000 | Potential SEC bars | Forfeiture; disgorgement; compliance monitors |
Results may vary.
Documented Case Results in Henrico County
Law Offices Of SRIS, P.C. has 21 documented results in Henrico County: 17 dismissed or not guilty, 4 reduced or amended — a favorable-outcome rate of 100% in all reported instances. While these results are from related criminal matters, they demonstrate our firm’s commitment to achieving favorable outcomes for clients. Results may vary.
Our Location and Service Area
Our location in Richmond is approximately 10 miles from the U.S. District Court for the Eastern District of Virginia (Richmond Division), with access via I-64, I-95, and I-295. As an Insider Trading lawyer near Henrico County, we serve the communities of Glen Allen, Short Pump, Innsbrook, Tuckahoe, Highland Springs, and Mechanicsville. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond
7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225
(804) 201-9009 | Toll-Free: (888) 437-7747
Frequently Asked Questions About Insider Trading Charges in Henrico County
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
Yes. Federal charges are prosecuted by the U.S. Attorney for the Eastern District of Virginia, with generally harsher penalties and no parole. An experienced federal defense attorney is critical to handling the federal system.
What is federal criminal court and how is it different in VA?
Federal criminal cases in VA are prosecuted by U.S. Attorneys in U.S. District Court and carry harsher sentencing guidelines than state charges.
Yes. Federal criminal cases in VA are prosecuted by U.S. Attorneys in U.S. District Court and carry harsher sentencing guidelines than state charges. Law Offices Of SRIS, P.C. handles federal defense — (888) 437-7747.
How do federal sentencing guidelines work in Henrico County, Virginia?
Federal sentencing at U.S. District Court for the Eastern District of Virginia follows the U.S. Sentencing Guidelines — a points-based calculation using offense level and criminal history category.
Federal sentencing at U.S. District Court for the Eastern District of Virginia follows the U.S. Sentencing Guidelines — a points-based calculation using offense level and criminal history category. While advisory since Booker (2005), guidelines strongly influence sentencing. Mandatory minimum statutes override downward departures in many drug, firearm, and child exploitation offenses. Acceptance of responsibility, substantial assistance (§ 5K1.1), and safety-valve eligibility materially reduce exposure. Law Offices Of SRIS, P.C. — (888) 437-7747.
How does a Virginia lawyer defend against insider trading charges?
Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors.
It depends. Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to build the strongest possible defense.
What should I do if I am facing insider trading charges in Virginia?
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer.
Yes. If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include fines, jail time, probation, or other sanctions.
It depends. Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include fines, jail time, probation, or other sanctions. Consult a Virginia federal criminal attorney for case-specific guidance.
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