Securities Fraud Lawyer Dinwiddie County, Virginia — What Are Your Legal Options?
A Securities Fraud lawyer Dinwiddie County handles federal white-collar charges under 18 U.S.C. §§ 1348-1350. Law Offices Of SRIS, P.C. has 4,739+ firm-wide case results. Our team includes former prosecutors. Contact us 24/7 for a consultation by appointment.
Last verified: April 2026 | Dinwiddie County General District Court | Virginia General Assembly
Securities fraud involves deceptive practices in the stock or commodities markets. Federal law under 18 U.S.C. §§ 1348-1350 criminalizes schemes to defraud investors or obtain money through false pretenses in connection with securities. The Securities and Exchange Commission (SEC) also brings civil enforcement actions. A Securities Fraud lawyer Dinwiddie County understands the intersection of federal criminal law and SEC regulations. Virginia state courts may also hear related fraud cases under Va. Code § 18.2-178 (larceny by false pretenses).
For official statutes, see Va. Code Title 18.2 (Crimes and Offenses) (official Virginia General Assembly). For federal court procedures, visit U.S. District Court for the Eastern District of Virginia.
In Dinwiddie County, securities fraud cases typically begin with a federal investigation. The SEC may issue subpoenas before charges are filed. An investment fraud defense lawyer Dinwiddie County can intervene early to negotiate with prosecutors.
- Step 1: Preserve all documents and communications related to the investment.
- Step 2: Do not speak to investigators without legal representation.
- Step 3: Contact a Securities Fraud lawyer Dinwiddie County immediately.
- Step 4: Review potential defenses, including lack of intent or reliance on professional advice.
- Step 5: Prepare for possible SEC administrative proceedings or federal indictment.
- Step 6: Negotiate pre-trial diversion or plea agreement if appropriate.
In Dinwiddie County, securities fraud carries federal penalties including up to 25 years imprisonment and substantial fines.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million (individuals) | SEC bars from securities industry | Restitution, asset forfeiture |
| SEC Civil Enforcement | Civil | N/A | Disgorgement + penalties | Industry bar | Disgorgement of profits |
Results may vary. Prior results do not guarantee a similar outcome.
Law Offices Of SRIS, P.C. was founded in 1997 by former prosecutor Mr. Sris. The firm has over 120 years of combined legal experience and 4,739+ documented case results. Mr. Sris personally amended Va. Code § 20-107.3 (equitable distribution statute). The firm handles federal white-collar cases across Virginia, Maryland, DC, New Jersey, and New York.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Firm-wide, Law Offices Of SRIS, P.C. has 4,739+ documented case results with a 93%+ favorable outcome rate. These results span federal and state courts across Virginia, Maryland, DC, New Jersey, and New York.
Results may vary. Prior results do not guarantee a similar outcome.
Our Richmond location serves clients at Dinwiddie County courts (Dinwiddie Courthouse), accessible via I-85, Route 1, Route 460, and Route 226. We serve Dinwiddie and McKenney. A Securities Fraud lawyer Dinwiddie County is available for your case.
Toll-Free: (888) 437-7747 | Local: (804)201-9009
By appointment only. 24/7 phone consultations.
What is securities fraud under federal law?
Yes. Securities fraud is a federal crime under 18 U.S.C. § 1348 involving deceptive practices in securities markets.
It covers schemes to defraud investors or obtain money through false statements in connection with securities. Penalties include up to 25 years in federal prison and fines up to $5 million for individuals.
Can the SEC bring civil charges for securities fraud?
Yes. The SEC can file civil enforcement actions seeking disgorgement, penalties, and industry bars.
SEC civil cases do not carry jail time but can result in significant financial penalties and permanent bars from the securities industry. Criminal charges may also be filed by the DOJ.
What defenses are available for securities fraud charges?
It depends. Common defenses include lack of intent, reliance on professional advice, and insufficient evidence.
Other defenses include statute of limitations issues, lack of material misrepresentation, and good faith reliance on legal or accounting advice. Each case requires a fact-specific analysis.
How long does a securities fraud investigation take?
6 to 24 months. SEC investigations can last 1-2 years before charges are filed.
Federal criminal investigations may take longer, especially if multiple agencies are involved. Early legal representation can help handle the process and potentially resolve matters before indictment.
Do I need a lawyer if the SEC contacts me?
Yes. You should not speak to SEC investigators without legal representation.
SEC investigations can lead to both civil and criminal charges. An SEC violation lawyer Dinwiddie County can protect your rights and negotiate with regulators on your behalf.
Last verified: April 2026. Information updated as of February 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.